Varna, Caste, and Other Divisions

Although many other nations are characterized by social inequality, perhaps nowhere else in the world has inequality been so elaborately constructed as in the Indian institution of caste. Caste has long existed in India, but in the modern period it has been severely criticized by both Indian and foreign observers. Although some educated Indians tell non-Indians that caste has been abolished or that "no one pays attention to caste anymore," such statements do not reflect reality.

Caste has undergone significant change since independence, but it still involves hundreds of millions of people. In its preamble, India's constitution forbids negative public discrimination on the basis of caste. However, caste ranking and caste-based interaction have occurred for centuries and will continue to do so well into the foreseeable future, more in the countryside than in urban settings and more in the realms of kinship and marriage than in less personal interactions.

Castes are ranked, named, endogamous (in-marrying) groups, membership in which is achieved by birth. There are thousands of castes and subcastes in India, and these large kinship-based groups are fundamental to South Asian social structure. Each caste is part of a locally based system of interde-pendence with other groups, involving occupational specialization, and is linked in complex ways with networks that stretch across regions and throughout the nation.

The word caste derives from the Portuguese casta , meaning breed, race, or kind. Among the Indian terms that are sometimes translated as caste are varna (see Glossary), jati (see Glossary), jat , biradri , and samaj . All of these terms refer to ranked groups of various sizes and breadth. Varna , or color, actually refers to large divisions that include various castes the other terms include castes and subdivisions of castes sometimes called subcastes.

Many castes are traditionally associated with an occupation, such as high-ranking Brahmans middle-ranking farmer and artisan groups, such as potters, barbers, and carpenters and very low-ranking "Untouchable" leatherworkers, butchers, launderers, and latrine cleaners. There is some correlation between ritual rank on the caste hierarchy and economic prosperity. Members of higher-ranking castes tend, on the whole, to be more prosperous than members of lower-ranking castes. Many lower-caste people live in conditions of great poverty and social disadvantage.

According to the Rig Veda, sacred texts that date back to oral traditions of more than 3,000 years ago, progenitors of the four ranked varna groups sprang from various parts of the body of the primordial man, which Brahma created from clay (see The Vedas and Polytheism, ch. 3). Each group had a function in sustaining the life of society--the social body. Brahmans, or priests, were created from the mouth. They were to provide for the intellectual and spiritual needs of the community. Kshatriyas, warriors and rulers, were deri 2000 ived from the arms. Their role was to rule and to protect others. Vaishyas--landowners and merchants--sprang from the thighs, and were entrusted with the care of commerce and agriculture. Shudras--artisans and servants--came from the feet. Their task was to perform all manual labor.

Later conceptualized was a fifth category, "Untouchable" menials, relegated to carrying out very menial and polluting work related to bodily decay and dirt. Since 1935 "Untouchables" have been known as Scheduled Castes, referring to their listing on government rosters, or schedules. They are also often called by Mohandas Karamchand (Mahatma) Gandhi's term Harijans, or "Children of God." Although the term Untouchable appears in literature produced by these low-ranking castes, in the 1990s, many politically conscious members of these groups prefer to refer to themselves as Dalit (see Glossary), a Hindi word meaning oppressed or downtrodden. According to the 1991 census, there were 138 million Scheduled Caste members in India, approximately 16 percent of the total population.

The first four varnas apparently existed in the ancient Aryan society of northern India. Some historians say that these categories were originally somewhat fluid functional groups, not castes. A greater degree of fixity gradually developed, resulting in the complex ranking systems of medieval India that essentially continue in the late twentieth century.

Although a varna is not a caste, when directly asked for their caste affiliation, particularly when the questioner is a Westerner, many Indians will reply with a varna name. Pressed further, they may respond with a much more specific name of a caste, or jati , which falls within that varna . For example, a Brahman may specify that he is a member of a named caste group, such as a Jijotiya Brahman, or a Smartha Brahman, and so on. Within such castes, people may further belong to smaller subcaste categories and to specific clans and lineages. These finer designations are particularly relevant when marriages are being arranged and often appear in newspaper matrimonial advertisements.

Members of a caste are typically spread out over a region, with representatives living in hundreds of settlements. In any small village, there may be representatives of a few or even a score or more castes.

Numerous groups usually called tribes (often referred to as Scheduled Tribes) are also integrated into the caste system to varying degrees. Some tribes live separately from others--particularly in the far northeast and in the forested center of the country, where tribes are more like ethnic groups than castes. Some tribes are themselves divided into groups similar to subcastes. In regions where members of tribes live in peasant villages with nontribal peoples, they are usually considered members of separate castes ranking low on the hierarchical scale.

Inequalities among castes are considered by the Hindu faithful to be part of the divinely ordained natural order and are expressed in terms of purity and pollution. Within a village, relative rank is most graphically expressed at a wedding or death feast, when all residents of the village are invited. At the home of a high-ranking caste member, food is prepared by a member of a caste from whom all can accept cooked food (usually by a Brahman). Diners are seated in lines members of a single caste sit next to each other in a row, and members of other castes sit in perpendicular or parallel rows at some distance. Members of Dalit castes, such as Leatherworkers and Sweepers, may be seated far from the other diners--even out in an alley. Farther away, at the edge of the feeding area, a Sweeper may wait with a large basket to receive discarded leavings tossed in by other diners. Eating food contaminated by contact with the saliva of others not of the same family is considered far too polluting to be practiced by members of any other castes. Generally, feasts and ceremonies given by Dalits are not attended by higher-ranking castes.

Among Muslims, although status differences prevail, brotherhood may be stressed. A Muslim feast usually includes a cloth laid either on clean ground or on a table, with all Muslims, rich and poor, dining from plates placed on the same cloth. Muslims who wish to provide hospitality to observant Hindus, however, must make separate arrangements for a high-caste Hindu cook and ritually pure foods and dining area.

Castes that fall within the top four ranked varnas are sometimes referred to as the "clean castes," with Dalits considered "unclean." Castes of the top three ranked varnas are often designated "twice-born," in reference to the ritual initiation undergone by male members, in which investiture with the Hindu sacred thread constitutes a kind of ritual rebirth. Non-Hindu castelike groups generally fall outside these designations.

Each caste is believed by devout Hindus to have its own dharma, or divinely ordained code of proper conduct. Accordingly, there is often a high degree of tolerance for divergent lifestyles among different castes. Brahmans are usually expected to be nonviolent and spiritual, according with their traditional roles as vegetarian teetotaler priests. Kshatriyas are supposed to be strong, as fighters and rulers should be, with a taste for aggression, eating meat, and drinking alcohol. Vaishyas are stereotyped as adept businessmen, in accord with their traditional activities in commerce. Shudras are often described by others as tolerably pleasant but expectably somewhat base in behavior, whereas Dalits--especially Sweepers--are often regarded by others as followers of vulgar life-styles. Conversely, lower-caste people often view people of high rank as haughty and unfeeling.

The chastity of women is strongly related to caste status. Generally, the higher ranking the caste, the more sexual control its women are expected to exhibit. Brahman brides should be virginal, faithful to one husband, and celibate in widowhood. By contrast, a Sweeper bride may or may not be a virgin, extramarital affairs may be tolerated, and, if widowed or divorced, the woman is encouraged to remarry. For the higher castes, such control of female sexuality helps ensure purity of lineage--of crucial importance to maintenance of high status. Among Muslims, too, high status is strongly correlated with female chastity.

Within castes explicit standards are maintained. Transgressions may be dealt with by a caste council (panchayat-- see Glossary), meeting periodically to adjudicate issues relevant to the caste. Such councils are usually formed of groups of elders, almost always males. Punishments such as fines and outcasting, either temporary or permanent, can be enforced. In rare cases, a person is excommunicated from the caste for gross infractions of caste rules. An example of such an infraction might be marrying or openly cohabiting with a mate of a caste lower than one's own such behavior would usually result in the higher-caste person dropping to the status of the lower-caste person.

Activities such as farming or trading can be carried out by anyone, but usually only members of the appropriate castes act as priests, barbers, potters, weavers, and other skilled artisans, whose occupational skills are handed down in families from one generation to another. As with other key features of Indian social structure, occupational specialization is believed to be in accord with the divinely ordained order of the universe.

The existence of rigid ranking is supernaturally validated through the idea of rebirth according to a person's karma, the sum of an individual's deeds in this life and in past lives. After death, a person's life is judged by divine forces, and rebirth is assigned in a high or a low place, depending upon what is deserved. This supernatural sanction can never be neglected, because it brings a person to his or her position in the caste hierarchy, relevant to every transaction involving food or drink, speaking, or touchingcab ng.

In past decades, Dalits in certain areas (especially in parts of the south) had to display extreme deference to high-status people, physically keeping their distance--lest their touch or even their shadow pollute others--wearing neither shoes nor any upper body covering (even for women) in the presence of the upper castes. The lowest-ranking had to jingle a little bell in warning of their polluting approach. In much of India, Dalits were prohibited from entering temples, using wells from which the "clean" castes drew their water, or even attending schools. In past centuries, dire punishments were prescribed for Dalits who read or even heard sacred texts.

Such degrading discrimination was made illegal under legislation passed during British rule and was protested against by preindependence reform movements led by Mahatma Gandhi and Bhimrao Ramji (B.R.) Ambedkar, a Dalit leader. Dalits agitated for the right to enter Hindu temples and to use village wells and effectively pressed for the enactment of stronger laws opposing disabilities imposed on them. After independence, Ambedkar almost singlehandedly wrote India's constitution, including key provisions barring caste-based discrimination. Nonetheless, discriminatory treatment of Dalits remains a factor in daily life, especially in villages, as the end of the twentieth century approaches.

In modern times, as in the past, it is virtually impossible for an individual to raise his own status by falsely claiming to be a member of a higher-ranked caste. Such a ruse might work for a time in a place where the person is unknown, but no one would dine with or intermarry with such a person or his offspring until the claim was validated through kinship networks. Rising on the ritual hierarchy can only be achieved by a caste as a group, over a long period of time, principally by adopting behavior patterns of higher-ranked groups. This process, known as Sanskritization, has been described by M.N. Srinivas and others. An example of such behavior is that of some Leatherworker castes adopting a policy of not eating beef, in the hope that abstaining from the defiling practice of consuming the flesh of sacred bovines would enhance their castes' status. Increased economic prosperity for much of a caste greatly aids in the process of improving rank.

Data as of September 1995